Financial – Regulated – Fit and Proper Tests.

Financial Conduct Authority (FCA) Regulated Positions

If you are regulated by the Financial Conduct Authority (FCA) you will be fully aware that all employees in an Approved role carrying out one or more controlled functions must be screened for a “Fit and Proper Test” This, of course, complies with the FCA’s regulatory objectives which include the reduction of financial crime and the protection of consumers.
Controlled functions include Directors, Non-executive Directors, Chief Executives, Partners, Directors of an unincorporated association and small friendly society function. Please get in touch if you would like screening for anyone joining you or moving into these positions.

Our "Fit & Proper Test" Service Includes:

  • Confirmation of the name, date of birth, current address and right to work
  • 5 years career history verification including gap periods exceeding 31 days.
  • Academic and professional qualification verification as appropriate
  • Financial Sanctions, Money Laundering & OFAC Searches
  • Media Search – Regional press and major search engines
  • Financial Public record check: CCJ’s, insolvency, bankruptcy, IVA’s & company directorships
  • Standard criminal record disclosure

Need help finding the right service?

The requirements for screening and vetting services are not always that straightforward - which is why we’re more than happy to help with any queries you may have. Just get in touch.

What our clients say